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Introduction

 

Inflectional paradigms in a given language typically resemble each other in all but a few characteristics. What is needed is a natural way of saying ``this paradigm is just like this paradigm except for this property''. One obvious approach is to use nonmonotonicity and inheritance machinery to capture such matters of family resemblance. Much recent research into the design of representation languages for natural language lexicons has made use of nonmonotonic inheritance networks (or ``semantic nets'') as originally developed for more general representation purposes in Artificial Intelligence (AI). Daelemans et al. (1992) provide a rationale for, and an introduction to, this body of research and we will not rehearse the content of that paper here, nor review the work cited there. Daelemans & Gazdar (1992) and Briscoe et al. (1993) are collections that bring together much recent work on the application of inheritance networks to lexical description.

Recent published work on German inflection has mostly been concerned with nouns and verbs rather than the word classes considered heregif. Like the descriptive analyses of German adjective, determiner and pronoun inflection to be found in traditional grammars, our primary concern is with the obvious similarities between the inflectional paradigms of these categories. But unlike these traditional accounts, we provide an axiomatisation from which the similarities follow.

The theory of German determiner and adjective inflection presented here is an elaboration and development of that proposed by Zwicky (1985). However, we presuppose a lexicon structured as a nonmonotonic inheritance hierarchy, in which information common to most or all of a set of lexical entries is defined at a shared higher point in the hierarchy. This information is then inherited by default by all the entries below it, but with subregular classes and specific lexical exceptions blocking this inheritance lower in the hierarchy. Thus, for example, the assumptions we make about phonological and morphological structure are all encoded towards the top of the hierarchy with specific details (such as vowel choice) filled in at lower points.

We assume that lexemes, not word forms, are the basic unit of lexical organization. This distinguishes our approach to inflection from that taken in such works as Karttunen (1984) and Blevins (1995). For them, the various word forms themselves are what the analysis is about. Their puzzle is how best to describe the morphosyntactic properties of each phonologically distinct word form in a paradigm, either by invoking disjunction and negation (Karttunen) or by elaborating a type system in which most forms find a single place (Blevins). For us, pairs consisting of a morphosyntactic feature specification and a phonologically specified word form are just properties, generally implicit ones, of lexemes. Such properties are on a par with all the other the properties of lexemes, syntactic, semantic, and so on. The various phoneme sequences that correspond to distinct word forms have no particular ontological status in our approach. However, given such a sequence as a starting point, our approach will implicitly define the set of morphosyntactic feature specifications that map into it. For certain natural language processing purposes, such as parsing and word form tagging, it may be desirable for such sets to receive compact descriptionsgif, but this is not our concern here.

Our general approach to inflectional morphology falls within the tradition that treats paradigms as analytically centralgif rather than epiphenomenal. As regards current work, it is closely related to Corbett & Fraser's Network Morphologygif and, somewhat less closely, to Stump's Paradigm Function Morphologygif. The present paper is entirely about inflectional morphology but, in our approach, abstract inflectional rules are typically stated in terms of phonological units, most commonly the syllable and the segment (as in Cahill 1990a, 1990b, 1993). Gibbon and his collaborators in the ILEX (Integrated Lexicon with EXceptions) project at Bielefeldgif have pioneered the use of default inheritance hierarchies for the representation of lexical phonology and morphophonology. Our work is thus also indebted to theirs.

The relation between morphology and phonology is an intimate one, both synchronically and diachronically. Allomorphic variation of affixes is frequently determined by phonological context, and affixation itself often imposes phonological requirements. There are also non-affixational morphological relations, such as umlaut, whose origins are purely phonological. Thus linguistic phenomena which belong to one domain at one time, may belong to the other at a later time. The traditional approach to such phenomena is to maintain a distinction between two levels of description, with morphosyntactic features triggering morphological processes, such as affixation, and with phonological processes following. However, recently, declarative and constraint-based approaches to phonology have begun to appear, as in Bird and Klein (1994). Despite some differences of representation, the current account is an instance of this class of approach. Although we make a distinction between phonological structure and morphotactics, and between attributes in the phonological domain and those in the morphological domain, we do not embrace the traditional notion of level of description, nor its concomitant notion of rule type (or process) mapping from one level to another. For us, the linguistic description is just a set of simultaneously applicable constraints. Such constraints may, for example, directly connect morphosyntactic attributes to the individual phonological components of word formsgif. The explicit definition of elements of the phonological structure by reference to morphosyntactic features is fundamental to our account, and is described in more detail in section 3. Kloeke (1982) provides an account of German inflection in the Generative Phonology tradition. His account (part of an analysis of German phonology) also makes a direct link between morphosyntactic features and phonological realization.

The question of how morphosyntactic features are distributed within the syntax of German is not our concern here. Thus questions of congruence, such as the way in which adjective inflection is determined by the determiner with which it appears, are not discussed, our view being that this is a matter of syntax. What we account for here are the patterns of inflection that apply once morphosyntactic features are determined.

The theory of German inflection presented in the following sections of this paper demonstrates that a default inheritance based approach to the phonological expression of morphosyntactic information can provide a concise and yet formally explicit definition of linguistic facts which are apparently very complex. For example, the definition of the German adjective mixed declension, which involves four distinct suffixes distributed among twenty-four distinct morphosyntactic feature sets, is described with just three simple equations: one says that the mixed declension is, ceteris paribus, identical to the weak declension, and the other two define individual phonological elements, in this case the codas, of the two suffixes which are different from those in the relevant forms in the weak declension.

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Copyright © Lynne Cahill & Gerald Gazdar, 1997